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SEC Public Statement: Washington State Bar Association's Proposed Statement on the Effect of the SEC's Attorney Conduct Rules (G.P. Prezioso) Public Statement by SEC Official: Letter Regarding Washington State Bar Association's Proposed Opinion on the Effect of the SEC's Attorney Conduct Rules by Giovanni P. Prezioso General Counsel, U.S. Securities and Exchange Commission July 23, 2003 J. Richard Manning President, Washington State Bar Association 925 Logan Building 500 Union Street Seattle, WA 98101-4073 David W. Savage President-Elect, Washington State Bar Association 1230 SE Bishop Boulevard Pullman, WA 99163-0604 Re: Washington State Bar Association's Proposed Interim Formal Opinion Regarding the Effect of the SEC's Sarbanes-Oxley Regulations on Washington Attorneys' Obligations Under the Rules of Professional Conduct. Dear President Manning and President-Elect Savage: The Securities and Exchange Commission ("Commission") has authorized me to submit, on its behalf, these comments on the above-referenced Proposed Interim Formal Opinion, which I understand the Board of Governors will shortly take up at its annual meeting. Full Article: http://www.sec.gov/news/speech/spch072303gpp.htm |
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2006 Ethics-Governance.com |
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